Analysis of the legal framework governing the protection of investors against insider trading in capital market business in Tanzania

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Date
2019
Journal Title
Journal ISSN
Volume Title
Publisher
Mzumbe University
Abstract
The data were collected from DSE and CMSA legal departments through interviews of the officials. At the Securities Brokerage offices structured interviews were conducted to obtain primary data. Questionnaires were used to forty (40) individual investors from different professions and specializations, investors listed companies at DSE. The researcher found that the laws on a securities exchange ensure speculator assurance, however the major frustrating variable is the utilization of the said laws on speculators who don't have satisfactory consciousness of their rights, on the restricted practices, and notwithstanding perusing the budget summaries of the organizations put resources into. Further, the DSE and CMSA do not have the satisfactory innovation to distinguish the denied offenses, for example, the insider managing which restrains the security of the premiums of speculators. The suggestions are to expand the consciousness of the individual speculator through the LDMs and agents who manage the financial specialists on an everyday premise. There is likewise a requirement for the development of innovation to recognize precluded offenses and encourage in accumulation of proof to indict wrongdoers.
Description
A compulsory dissertation submitted to the Faculty of Law in partial fulfillment of the requirement for the award of Master's Degree in commercial law (LLM-CL) of Mzumbe university
Keywords
Capital market, Security laws, Investiment laws, African Stock Exchanges Associations, Capital Market and Security Authority, Dar es Salaam Stock of Exchange
Citation
APA